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II.D What Are The Incentives?

If many of Rice’s faculty members feel that underrepresented minority graduate students are unprepared for graduate work and therefore require extra work and effort for faculty, and that this poses a potential problem for the “quality” of the department, what is the incentive for them to help with promoting diversity? Several survey questions were designed to ascertain whether faculty felt that university or external funding agencies rewarded such activity.

  1. University reward system

    Faculty members were asked what they thought the Rice administration did to provide support for increasing and maintaining the number of underrepresented minority graduate students. Only 12% said that Rice provided formal recognition for faculty participation in activities related to increasing the number of underrepresented minorities in Rice’s graduate programs. An even smaller percentage (4%) indicated that Rice considered mentoring minority students or diversity efforts as a factor in its reward system. When asked how effective certain factors would be in increasing and maintaining the number of underrepresented minorities in Rice’s graduate programs, 54% of faculty respondents said that consideration in the university reward system would be either “very effective” or “effective.” Forty-nine percent said that formal recognition would be either “very effective” or “effective” as incentives for working toward this goal.

    In response to the need to provide support the incentive for mentoring, in 2003, Malcolm Gillis instituted the Presidential Mentoring Award. The inaugural award and its accompanying $3000 were presented to Professor Yin Zhang of the Computational and Applied Mathematics Department. In presenting the award, Dr. Gillis said,

    Women and minorities often lack role models and face more than the usual hardships in advancing in either academia or industry. This award recognizes Rice faculty who are committed to helping women and minority students reach their fullest potential.

  2. External funding agencies and rewards

    When asked whether funding agencies reward researchers for the recruitment of underrepresented minorities 54% percent of those responding said “no”. Faculty members who responded affirmatively that funding agencies reward researchers were asked what types of rewards were provided (Table 10). Additional funding and higher rating on grant proposals were the two categories that the majority of the respondents selected.

    Table 11: Types of rewards provided by funding agencies to encourage the recruitment of underrepresented minorities to faculty respondents (n=36)

    Item choices: rewards N (%)
    Additional funding 29 (81%)
    Higher rating of proposal 16 (44%)
    Increased time frame for producing research results 0 (0%)
    Other 7 (19%)

    Faculty members were asked to rate how effective the current granting agency reward system is in motivating them to recruit underrepresented minorities into their research programs. Fifty-two percent of those responding (n=48) thought that the current additional funding provided was either “effective” or “very effective.” Fifty percent of those responding (n=38) said that providing higher ratings on proposals was either “effective” or “very effective” in motivating them to recruit underrepresented minorities.

    Table 12: Faculty respondents’ rating of how effective current rewards from agencies are in motivating them to recruit underrepresented minorities into their research program

    Item choices on rewards Ratings N (%)
    Not effective
    (1)
    SomewhatEffective
    (2)

    Effective
    (3)

    Very effective
    (4)

    Mean (S.D.)

    Additional funding (n=48)

    10 (21%) 13 (27%) 12 (25%) 13 (27%) 2.25 (1.35)
    Higher rating on proposals (n=38) 12 (32%) 7 (18%) 13 (34%) 6 (16%) 1.62 (1.42)
    Increased time frame for producing research results (n=30) 14 (47%) 7 (23%) 8 (27%) 1 (3%) 1.02 (1.16)

    When all survey respondents were asked what rewards would encourage them to recruit underrepresented minorities (Table 12), the majority said that both additional funding and higher ratings on proposals would motivate them. Additionally, 36% of respondents commented that providing an increased time-frame for producing research results would serve as an incentive to recruit underrepresented minorities to their research program.

    Table 13: What factors would encourage faculty respondents’ to recruit underrepresented minorities to their research program* (n=97)

    Item choices on rewards N %
    Additional funding

    64

    66%

    Higher rating on proposals 49
    51%

    Increased time frame for producing research results 36
    37%
    Other

    12
    12%
    No reward would cause me to consider it 6
    6%
    *Check all that apply survey question

    Research proposals submitted to the National Science Foundation are evaluated through two sets of review criteria. One criterion relates to the intellectual merit of the proposal while the other, known as “Criterion 2,” involves establishing the broader impacts of the proposed activity (also called the “Broader Impacts Criterion”).

    NSF describes Criterion 2 with the following set of questions for Principal Investigators:

    • “How well does the activity advance discovery and understanding while promoting teaching, training, and learning?
    • How well does the proposed activity broaden the participation of underrepresented groups (e.g., gender, ethnicity, disability, geographic, etc.)?
    • To what extent will it enhance the infrastructure for research and education, such as facilities, instrumentation, networks, and partnerships? Will the results be disseminated broadly to enhance scientific and technological understanding?
    • What may be the benefits of the proposed activity to society?”
In an effort to ascertain the impact of Criterion 2 on faculty members’ decisions to support underrepresented minority graduate students on their NSF grants, we asked survey respondents to explicitly provide an impact rating of this criterion (see Table 13). Sixty-two percent of those who responded to this question said that Criterion 2 had little or no impact on their decision to support underrepresented minority graduate students on a research grant, and only 4% said that it had a strong impact.

Table 14: Impact that Criterion 2 had on faculty respondents’ decision to support an underrepresented minority graduate student on a research grant (n=78)

Level of impact N %
Strong impact 3 4%
Some impact 20 26%
A little impact 12 15%
No impact at all 37 47%
Never applied for an NSF grant 6 8%
Total 78 100%

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Updated: October 20, 2003

 Copyright © September 2003 Richard Tapia, Cynthia Lanius and Baine Alexanders